advice for going public, get exemption of application fee for an approval of public offering of shares and application fee for listing of ordinary shares as listed securities from the SEC and the SET
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with Mrs. Waratchya Srimachand, Deputy Secretary-General, and Ms. Rachamarn Suchitchon, Assistant Secretary-General, attended the SEC Hackathon Demo Day activities under the 2023 SEC Hackathon Season 4 Project. This annual initiative aims to foster SEC officers’ capabilities in terms of innovative knowledge, creative thinking, and innovative change. A total of 48 staff members from 16...
SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
The Securities and Exchange Commission (SEC) supported the Thai Investor Association (TIA)’s Kick Off - AGM Checklist 2024, as part of the continuous endorsement for the project which presents an
Bangkok, February 3, 2014 ? The SEC in cooperation with alliance from both public and private sectors launched ?Pride of the Provinces III? to gear up provincial businesses? fund raising and capital market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in cooperation with the Ministry of Interior, National Science and Technology Development Agency (NSTDA)...
XT.com Application : XT.COM - Buy & sell Bitcoin : Unlicensed digital asset business (Disclosure Date : 17/05/2022)
Facebook Page ชื่อ Buy and sell stocks : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)