, with focus on related party transactions, disclosure of beneficial ownership and control;  Organising the structure of enforcement authorities to allow effective and coherent action of the agencies

. II) The rights and equitable treatment of shareholders and key ownership functions; The chapter identifies basic shareholder rights, including the right to information and participation through the

!!"#$%&'()*')'#+"#$ ,'* 5 1.2 ')'#+" 6 1.3 &')'./+ (demutualization) 8 2. '45** /!"#$& 2.1 /+' 2.1.1 ' 9 2.1.2 ! ?#!#" 11 2.1.3 *#(#" 12 2.2 SET 13 3. #- /)' / 3.1 ,* SET 15 3.2 &'./+ 16 3.3 * +!C(./+ 3.3.1 .%% ownership

. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote

effect     Access to information Require approval of the shareholders   Self-preservation of rights/ general approval from the SEC   Require approval of the shareholders with disclosure of sufficient

revised in 2004 to take into account inter alia, the experience in Asia with concentrated ownership. The Asian Roundtable therefore decided that a review of the White Paper was warranted. This Report is

their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law

is not sufficient to provide assurance that such non-audit services may or may not impair the independence arising from the self-review threat or advocacy threat. • The audit firm may lack necessary

been made with ho nest belief and reasonable ground that it is for the best interest of the company; (2) decision has been made in reliance of information honestly believed to be sufficient; and (3

SEC will undertake proactive actions to increase the number of auditors in the capital market to be sufficient to support the growth of the Thai capital market. The structure of laws and regulations