protection of investors? interest. However, effective implementation needs cooperation from asset management companies in self-monitoring, self-regulating and reporting to the SEC on a regular basis. In any

costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of

sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could

. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote

encourage active co-operation between companies and employees.  Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public

อ้มูลภำยในของลูกคำ้ดว้ย 2) สำมำรถใช ้Robot ในกำรใหบ้ริกำรแนะน ำ / วำงแผน กำรลงทุนไดห้รือไม่ ถำ้ไดมี้กำรควบคุมอยำ่งไร สำมำรถใช ้Robot ในกำรใหบ้ริกำรแนะน ำได ้ ทั้งน้ี ตอ้งเป็นไปตำม หลกัเกณฑท่ี์เก่ียวขอ้ง