protection of investors? interest. However, effective implementation needs cooperation from asset management companies in self-monitoring, self-regulating and reporting to the SEC on a regular basis. In any
related risks and opportunities the organization has identified over the short, medium, and long term. C2.1a, C2.3, C2.3a, C2.4, C2.4a a) Describe the organization’s processes for identifying and assessing
costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of
and Spending”, “Patience and Discipline for Millionaire Investments”, and “Identifying Investment Scams: Luxury Profiles, Romance Fraud, and Ponzi Schemes.” Approximately 200 students participated in
Strategies with DCA,” “Identifying Investment Scams: Luxury Profiles, Romance Fraud, and Ponzi Schemes.” Approximately 200 students participated in the event on 14 November 2024 at Thammasat University Rangsit
this area, identifying the key practical issues: the rights and equitable treatment of shareholders and other financial stakeholders, the role of non-financial stakeholders, disclosure and transparency
sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could
encourage active co-operation between companies and employees. Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public
present best practices in integrating ESG information. “Guidance for Integrating ESG Information into Equity Analysis and Research Reports” covers identifying ESG information, assessing materiality of ESG
six months. After the client fell for the solicitaion and transferred in the money, Pisist recorded false information in the company's documents by identifying the transferred money as his older