strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Thammasat University students with financial and investment knowledge, preparing them to become capable investors in the future.The event featured expert speakers who provided insightful lectures and inspired
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
service innovation, (3) regulatory reform and enforcement, (4) financial literacy promotion, and (5) organizational efficiency. To further the 2011 efforts, the SEC blueprint lays out five key strategies to
the implementation of new loan-to-value (LTV) measures by the Bank of Thailand, as part of our effort to enlarge our high-yield loan portfolio. Along with this, we continued to conduct co-promotion
encourage active co-operation between companies and employees. Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public
the client is legally capable for executing legal acts with digital asset business operators, and review the KYC to ensure that the client’s information is updated and accurate when it appears that the
not organize any functions including meetings resulted from self-quarantine measures to prevent the spreading of Coronavirus 2019 (Covid-19) transmission. In addition, the hotel has closed Spa and