ตลาดหลักทรัพย์แห่งประเทศไทยเป็นแห่งแรก (primary listing) ได้ โดยมีแนวทางการอนุญาต ดังนี้ 1. จัดตั้งอยู่ในประเทศที่มีมาตรฐานของกฎหมายและกฎเกณฑ์เป็นที่ยอมรับได้ในด้านการคุ้มครองผู้ลงทุน การกำกับดูแลกิจการ
Bangkok, February 13, 2012 ? The SEC is seeking public comments on draft revisions to the regulations governing approval for valuation companies and principal valuers for public purposes associated
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
the vision of the Cabinet-approved Capital Market Development Masterplan (CMDMP) (2010-2014) which aims to establish the Thai capital market as the primary source for raising, channeling and monitoring
sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
17021 Train-the-Trainer Program Training, accreditation and regular CPD events Assurer Training and Accreditation Program UNDP-DUKE IMM for the SDGs - free Coursera online self-directed training course
when they establish their private contractual relations. This corporate governance framework typically comprises elements of legislation, regulation, self-regulatory arrangements, voluntary commitments
. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote