of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self
funds, (3) promoting governance and good standards of financial institutions and corporate whereby investors? best interest is considered paramount, and (4) developing tools to empower investors. The plan
development. Strategy Three: To build a market ecosystem that supports good governance of financial institutions and businesses in their product and service offering for investors? best interest, and improves
Governance refers to the system, practices, and process by which the company is directed and controlled to balance the interest of stakeholders, and to enhance efficiency, transparency and accountability of
when they establish their private contractual relations. This corporate governance framework typically comprises elements of legislation, regulation, self-regulatory arrangements, voluntary commitments
. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote
focus. Each issue will be explored to the core with stakeholders? interest in mind to ensure right-to-the-point, effective problem solving. This involves interconnection among stakeholders with relevant