Exchange Commission concerning examination and disclosure of units of foreign collective investment scheme; (2) being units offered for sale only to institutional and high net worth investors. Clause 5. In

person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of instruments and the examination of the management on compliance with the

instruments and the examination of the management on compliance with the prescribed rules; (3) Proxy voting as a shareholder to protect the interest of the fund and to demonstrate the intention to promote good

Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial

forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social

, Federation of Accounting Professions of Thailand under the Royal Patronage of His Majesty the King • Chairman, Tax Auditor Examination Committee, Revenue Department • Chairman, Corporate Governance Development

with integration of management structure and measures for prevention, examination, monitoring of and response to human rights violations, so as to maintain customer data security and privacy. 2

to ensure a healthy environment for new product launch without unnecessary regulatory blockage, (2) promoting the roles of the Thai Bond Market Association (ThaiBMA) as a primary self-regulatory

supervision and surveillance. In addition, all activities are subject to checks and balances as well as examination in a timely and appropriate manner. Another major mission that has become a national agenda

ไปกับการใช้ประโยชน์จากเทคโนโลยีและนวัตกรรม เพื่อผลักดันให้ผู้ประกอบธุรกิจสามารถกำกับดูแล ตัวเองได้ (Self-discipline) พร้อมรับมือกับภัยคุกคามรูปแบบใหม่ สามารถดำเนินธุรกิจต่อไปได้อย่างยั่งยืน รวมถึง ช่วย