recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
forthwith inform such necessity to the Office. A securities company may subtract the following money from the assets segregated as client’s asset under the first paragraph: (a) debt repayment paid prior to
Office. A securities company may subtract the following money from the assets segregated as client’s asset under the first paragraph: (a) debt repayment paid prior to the due date; (b) debt repayment for
maker : MM) มากขึ้น และตามที่บริษัท สำนักหักบัญชี (ประเทศไทย) จำกัด ("TSD") ไดนำระบบทะเบียนการรับฝากหลักทรัพย์แบบแยกรายลูกค้า (segregated account)มาให้บริการแก่บริษัทหลักทรัพย์ ("บล.") นั้น
internet trading system. On that date, the SSI opening price was at 0.37 baht and remained unchanged until {A} started trading. His trading inflated the SSI share price to 0.41 baht, the highest level of the
shares at the acquired price on the same trading day was not new and was taken into the Sub-Committee?s consideration. The Sub-Committee?s opinion therefore remains unchanged. In addition, the fact that
-IPO200 Report of Allocation of shares from Segregated Portion for the Sponsors List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Sponsor's Quota (Form 35-IPO-1M
custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner