products. The SEC will provide support to businesses, regardless of size, industry or location, to raise funds through the Thai capital market serving as destination for offer for sale of shares or
appropriate investor protection. “Through this conference, we can expect to see stronger cooperation among regional regulators, sharing of knowledge, views, technical expertise and other experiences
-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital
documents introducing the company through email or facsimile. The documents consist of (1) investment information (2) calculation methods for returns and (3) relevant information on to mislead investors that
agents. Without obtaining derivatives license from or being registered with the SEC, they advertised through various media channels including Facebook and solicited investing public to invest in gold in
, the SEC found convincing evidence indicating that during January 15- July 2, 2002 Apichart, Ratchanee, Krisda and Preecha traded KARAT?s shares through the accounts of Rachanee, person close to
Som, Prapatsorn and Geerawat through Trinity Securities Co., Ltd., Nipatuthit 3 Branch in Had Yai, Songkla province. The SEC?s further inspection showed that the irregular transactions were caused
time was around 46 baht) through website, printed documents, and newspapers. The SEC views that such information, which had not been reported to the SET, might have misled the investing public to
ETF are less complicated than gold futures and will require payment in full for trading, without leverage or margin allowed. The CMSB expects to see official launch of this new product within the next