Bangkok, March 28, 2012 ? The Bank of Thailand (BOT) has approved the proposal to allow retail investors to invest in derivatives traded on foreign derivatives exchange without limiting investment
. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker
retail clients? assets, namely those undertaking securities business in the category of inter dealer-broker and venture capital management, are allowed to appoint any director to perform the duty of an
LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.0-2015-5999 Fax.0-2263-0760, 0-2263-0744 List of company licensed Inter-Dealer Broker (Securities Company) Company Head office 1 AFS SECURITIES (THAILAND) CO.,LTD
Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
. 0-2618-0888 Fax. 0-2618-0800 2. AIRA SECURITIES PUBLIC COMPANY LIMITED 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR, PHAYATHAI ROAD PATHUM WAN, PATHUM WAN, Bangkok 10330 Tel. 0-2080-2888 Fax. 0
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Bangkok, February 21, 2014 ? The SEC is seeking public comment on revising the regulations concerning independent directors of licensed securities and derivatives business operators. The proposed