SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

securities, the terms “warrant” “execise of rights under warrants” “institutional investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling

securities, the terms “ warrant ” “ execise of rights under warrants ” “ institutional investors ” “ registration statement ” “ parent company ” “ subsidiary company ” “ executive ” “ major shareholder ” and

ASEAN DEBT SECURITIES DISCLOSURE STANDARDS 1 แบบ 69-BASE-FD แบบแสดงรายการขอ้มลูและรา่งหนงัสอืชีช้วน ส าหรบัการออกและเสนอขายตราสารหนีใ้นลกัษณะโครงการ Registration Statement for Issuing and Offering of

securities company; The words “parent company,” “subsidiary company,” “affiliate company,” “person who may have conflicts of interest,” “major shareholder” and “controlling person” shall, mutatis mutandis , be

securities company; The words “parent company,” “subsidiary company,” “affiliate company,” “person who may have conflicts of interest,” “major shareholder” and “controlling person” shall, mutatis mutandis, be

Bangkok, February 27, 2015 ? The SEC will issue the regulations to promote more financial product variety and thus widen investment choices on foreign securities for investors in Thailand. Prakid

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Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

SECURITIES AND EXCHANGE COMMISSION (UNOFFICIAL TRANSLATION) Codified up to No.2 As of 10 July 2015 Readers should be aware that only the original Thai text has legal force and that this English