Secret to Rich Co., Ltd. Website: www.secret2rich.com : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2015)
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
person realise the essential of security of the information technology thoroughly had known the duties and responsibilities and guideline on controlling the various risk which have a content covering the
the password secret. In case of accessing the password by other person, the user should change the password instantly. o Having an encryption the file that keeping the password for the purpose accessing
: CEO 014/2 August 2018 ject: Clarific The Secret e company c mpared to sa 18 operating owings: venue form 4.43 million 14 million b reasing in qu t of Sales fo ion baht, re h Q2 year 2 entories for
authorized controllers; or (5) other 3 companies having such persons per (1), (2) or (3) as major shareholders or authorized controllers. Therefore, the Seller is not a connected person of the Company under
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/02/2018