Bangkok, February 24, 2006 ? The SEC asserted its absolute impartiality in the investigation of all allegations related to the transactions of Shin Corporation Plc. ("SHIN") despite public criticism and the credibility issue concerning the UBS AG-Singapore ("UBS") statement earlier submitted to the SEC. The SEC held a press conference yesterday to announce the investigative results of the SHIN case. Like in any other cases, the SEC exercised its power and duty as assigned by the Securities...
taking administrative sanction against misconduct will be based on both the SEC?s perspective and views from experts through fair and transparent scrutiny process. In this regard, the committee?s first
will become effective only after securities issuers or their financial advisors have filed complete and finalized material information with the SEC for public scrutiny for 14 consecutive days. The
rehabilitation plan by January 12, 2009 for the CMSB?s scrutiny. ?With the TSFC board?s decision to enter into the rehabilitation process so as to solve the company?s financial difficulties, the SEC deems it
August 11-13, 2004. The Securities Analyst Consultative Committee, after its scrutiny process, concluded that Ms. Ratanatavananananda did not have any intention to manipulate SCIB-C1 price but failed to
make recording tapes of telephone conversations with their clients, especially when securities suspected of being speculated or subject to frequent scrutiny are involved and in cases of inappropriate
, comprising Deputy Secretary-General, all Assistant Secretary-General, and 6 directors from various departments, for thorough scrutiny. Thus, no single person can close the case or distort the fact
juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening or falsifying documents. In addition, SEC has prescribed a procedure for
committed an offense under Section 89/25*, for example, taking the assets of the juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening
quarter last year. This is a consequence of altering the administration and management of projects to suit the work schedule. The changes are as follows: Cost of contract work amounts to Baht 210 million; a