Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...

SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...

Bangkok, August 22, 2007? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of nei...

Bangkok, August 22, 2007 ? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of ne...

for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure.   In this regard, the deductible amount would

early action 10 70% How well are Thai companies accounting for emissions? Confidential. Do not distribute. 61% 34% Reported Scope 1 emissions only Reported Scope 1+2 emissions Reported Scope 1+2 and at

Bangkok, June 6, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its 2013 and Q1/2014 financial statements due to limitation on auditors? audit/review scope, respectively. VTE is

Bangkok, June 2, 2014 ? The SEC notified Professional Waste Technology (1999) Plc. (PRO) to rectify its Q1-3/2012 financial statements due to limitation on scope of review imposed by PRO management