to alleviate the risk of frauds.Moreover, it is advisable to be cautious when being solicited to invest in ICOs or to buy any digital token for the time being since there are neither approved ICO
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...
Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors, including foreign digital asset business operators, were soliciting the public to make investments with, or use services of, such unlicensed entities at a financial technology exhibition held at a shopping center on September 27, 2023.The SEC conducted an onsite inspection and gathered evidence in this regar...
Bangkok, December 19, 2006 ? In reference to the trading plunge on the Stock Exchange today, the SEC is urging foreign investors to pay close attention to all facts before making careful and well-informed decisions to take any action on their portfolios. The drastic fall is believed to have resulted from foreign investors? worries over the measures on foreign short-term capital inflows launched by the Bank of Thailand earlier in the day. Thirachai Phuvanatnaranubala, SEC Secretary-General...
Bangkok, August 10, 2009 ? The SEC urges investors to use discretion in using unverified news information, especially the one claimed to be from news sources, since it is likely to be untrue. With regard to recent dissemination of unsubstantiated information about listed companies, in such matters as business takeover, prospective purchase or sale of shares by major shareholders and investigation to be conducted on the company regulatory bodies, such news may actually be given by those who clai...
SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant licenses under the law are allowed to provide services related to digital asset trading, exchange, depository, transfer, withdrawal or any transactions related to digital assets in Thailand. Violators or those failing to comply with the law may be imposed with legal action.” On 2 July 2021, the SEC fil...