Complex Type 2 Investment Consultant
Complex Type 2 Investment Consultant
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...
Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...
-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at
for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure. In this regard, the deductible amount would
manufacturers. 38% derives from project bonds such as the US$850m Topaz solar bond issue in the US. These project bonds are attractive to institutional investors as they attain investment grade ratings of BBB or
การในกลุ่มอุตสาหกรรมพลังงานแสงอาทิตย์โดยตรง เช่น ผู้ผลิตโฟโต วอลเทอิก และอีก 38% เป็นตราสารหนี้กลุ่มโครงการต่าง ๆ เช่น ตราสารหนี้กลุ่มพลังงานแสงอาทิตย์โทปาส (Topaz) มูลค่า 850 ล้านดอลลาร์ สหรัฐที่ออกใน