violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and

Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management

auditing standards.   During probation, the sanctioned auditors are advised to perform audit functions more prudently since another material mistake may affect their status as the SEC-approved auditors. # # #               

? financial position. Besides, such kind of loans could be related to money laundering and lead to inappropriate securities trading activities.? ?Part of the problem is in relation to credit lines given by

of Thailand (SET), and Mr. Kongkiat Opaswongkarn, Chairman of the Securities Analysts Association (SAA), co-announced at their joint press conference that ?The recent problem concerning rumors in

the registrar. The profit for the period therefore decreased as mentioned before. The Company has set procedure to solve the mentioned problem and believes that the ratio of net claim expenses over

well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement

information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research

well progress in developing its computer system but so far technical issue is the most important problem due to securities companies? different internal software applications. As a result, there are

Company Limited ("IFEC"), acquired the knowledge from the Board of Directors Meetings No. 11/2016, held on 1 November 2016, that IFEC faced a problem with insufficient cash flow to pay off its