convenience to case monitoring and progress updates. In case of unreasonable delay or inadequate services from officers, complainants are welcome to contact SEC Secretary-General directly via email: ruenvadee
The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of required documents, the rules related to
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
University.16 August 2023: Lecture on “Investment for New Generations and Safeguarding against Scams” for Udon Thani Rajabhat University students.22 September 2023: Lecture on “Financial Planning
representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC
bondholder representatives in preparing the bondholder representative appointment. This initiative also enhances the efficiency of bondholder representatives in safeguarding bondholders’ interests and
their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law