Complex Type 2 Investment Consultant
(“TIES”) (now known as “T”) shares between 2010-2012 which when combined with TIES shares held by his spouse and his minor child caused his aggregate holding of TIES shares reached or passed five percent
”) shares on October 13, 2014 which when combined with TIES shares held by her spouse and her minor child caused her aggregate holding of TIES shares reached or passed five percent of the total number of
, parent company, subsidiary company, affiliate company, or person who may have conflicts of interest; (c) not be a parent, spouse, brother, sister and child including spouse of child, either by blood or by
business operator, parent company, subsidiary company, affiliate company, or any person who may have conflicts of interest; (c) not be a parent, spouse, brother, sister and child, including spouse of child
director, executive, auditor, plan preparer, plan administrator, spouse, cohabiting couple, minor child of the aforesaid persons, legal entity in which the reporter, spouse or cohabiting couple and minor
: ................................................................................................................... Child information: number of children: ......... person(s) Name of children Date of Birth Age (years) Workplace (1