2013 to the SEC Office and the SET on March 3, 2014. CGD failed to rotate an auditor, in the occurrence that the auditor has performed her duties on auditing or reviewing and expressed opinion on

Board by failing to perform its duties with due care and preserve the interest of the debenture holders as would reasonably be expected of similar professionals. SEC Act S.46 Settlement Committee

ought reasonably to know that they may exploit such information for trading PHOL securities. 23/07/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :

reasonably to know that she may exploit such information for trading PHOL securities. 19/08/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  

information to the public on 12 October 2015. Furthermore, Mr. Thaksa also disclosed such inside information to Mr. Thanat, while he knew or ought reasonably to know that Mr. Thanat may exploit such information

, while he knew or ought reasonably to know that they may exploit such information for trading TU securities. 20/04/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as

on 6 November 2017. Furthermore, he also disclosed such inside information to Mr. Chan Hon Hung, while he knew or ought reasonably to know that Mr. Chan Hon Hung may exploit such information for

prior to the disclosure of such inside information to the public on 6 November 2017. Furthermore, he also disclosed such inside information to Mrs. Hui Pui Wah, while he knew or ought reasonably to know

working hours of the associations for inspections. The related persons should facilitate assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at

reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as