Companies dated 17 January 2005. The SEC subsequently put each wrongdoer on probation for a period of one year, starting from July 27, 2006 to July 26, 2007. Exchanging trader IDs among approved
of their clients in violation of the Rules of Conduct prescribed by the SEC Notifications. The probation for each wrongdoer lasts for one year, starting from December 30, 2006. Preecha was
cooperation from the Department of Special Investigation (DSI). In addition, those having clues or evidence that could lead to the wrongdoer are able to contact our regular channels.?
Securities and Exchange Act B.E. 2535. The wrongdoer shall be liable to imprisonment for a term not exceeding two years or a fine not less than 500,000 baht, or both.? ?Our plans to cope with such problems
(a) unlawful act caused by intention, gross negligence or merely lack of due care; (b) benefits gained or will be gained by a wrongdoer or person related to the unlawful acts or any other person; (c
COVID-19 situation but also to build a robust foundation for generating growth and prosperity in the long run. _______________________
. The overall result was positive with practical guidelines for handling issues of concerns and for developing robust capital markets across the region. We proposed for the roundtable discussion to be
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market
Investment Banking Club who have actively participated and contributed to our collaborative efforts to develop a reliable capital market as a robust fundraising platform that enhances the business sector’s
maybe. Families and guardians can make more specific and clearer educational plans for their children. ?However, such EMF schemes will touch upon tax policies and require robust monitoring and