exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
made within 15 days after the end of the month. An exception however is made for those closed-end mutual funds whose investment data has already been disclosed in the fund prospectus.2. Funds of funds
COVID-19 situation but also to build a robust foundation for generating growth and prosperity in the long run. _______________________
. The overall result was positive with practical guidelines for handling issues of concerns and for developing robust capital markets across the region. We proposed for the roundtable discussion to be
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market
Investment Banking Club who have actively participated and contributed to our collaborative efforts to develop a reliable capital market as a robust fundraising platform that enhances the business sector’s
maybe. Families and guardians can make more specific and clearer educational plans for their children. ?However, such EMF schemes will touch upon tax policies and require robust monitoring and
-stimulating competition and enhance stakeholder competitiveness; (3) to protect investor rights and maintain market confidence; (4) to establish robust operational and risk management systems; and (5) to expand
an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance
membership. By providing high quality technical assistance, education and training, and research to its members and other regulators, IOSCO seeks to build sound global capital markets and a robust global