The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to

COVID-19 situation but also to build a robust foundation for generating growth and prosperity in the long run. _______________________

structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to whether the CRA can determine a high quality credit rating for the security

. The overall result was positive with practical guidelines for handling issues of concerns and for developing robust capital markets across the region. We proposed for the roundtable discussion to be

intermediary, who will conduct KYC and Suitability tests in order to protect investors.4.              Funds investing in shares of SMEs and startups will be established. These funds will be administered and

The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market

Investment Banking Club who have actively participated and contributed to our collaborative efforts to develop a reliable capital market as a robust fundraising platform that enhances the business sector’s

maybe. Families and guardians can make more specific and clearer educational plans for their children. ?However, such EMF schemes will touch upon tax policies and require robust monitoring and

-stimulating competition and enhance stakeholder competitiveness; (3) to protect investor rights and maintain market confidence; (4) to establish robust operational and risk management systems; and (5) to expand

the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute