Bangkok, January 10, 2008 ? The SEC is conducting a public survey on the draft rules, conditions and procedures for risk management preparation of securities and derivatives business operators to
Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
prudent risk management scheme in preparation for internal and external challenges, said SEC Secretary-General Thirachai Phuvanatnaranubala in his speech at Thailand Smart Money 2010-2011 today.The US
SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their
Bangkok, September 10, 2013 ? The Securities and Exchange Commission (SEC) and the Association of Investment Management Companies (AIMC) agree on introducing investment risk management guideline and
/สัมมนาเกี่ยวกับการบริหารความเสี่ยง (risk management ของ derivativesเนื่องด้วยปัจจุบันสำนักงานได้อนุญาตให้มีการออกหลักทรัพย์ที่มี
checklist, climate scenario analysis and risk management application” โดยมีนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ก.ล.ต. ร่วมกับ Mr. Andrew Beirne ที่ปรึกษาด้านเศรษฐกิจและแผนกพรอสเพอริตี้และผู้แทนถาวรสห