Following POLAR shareholders? complaints and the SEC's further investigation, it was found that POLAR, led by Yanakorn as director and chief executive officer and Poonsak as director and chief financial officer, failed to report to the Stock Exchange of Thailand (SET) and the SEC that the company had been filed for bankruptcy by its creditors on 8 May 2017 and later became under the Court's receivership on 3 August 2017. Such material facts were subject to public disclosure within a reasonable t...

The SEC supports and promotes sustainable investment on a continued basis, emphasizing the importance of business operation and investment in the Thai capital market that takes into account every aspect of ESG principles, from the areas of capital market products and issuers to intermediaries and investors. The SEC also encourages business sectors in the capital market to disclose ESG information to investors for the benefit of investment-decision making through the annual registration statement...

juristic offenders in eight cases and the total remittance of more than 50 million baht as public revenue.  Mr. Somchai Pongpattanasin, SEC Assistant Secretary?General in charge of the Enforcement Division

Bangkok, 28 March 2018 ? The SEC has announced the decision of the Criminal Fining Committee to impose fines on News Network Corporation Public Company Limited (NEWS) and its Chief Executive Officer

Sawessil, (4) Ms. Sorod Jantratip, (5) Ms. Iryne Tangpoolcharoen, and (6) Mrs. Saliga Tangpoolcharoen.  Earlier, the Civil Sanction Committee resolved for the SEC to impose civil sanction on seven offenders

the public and that mutual funds are not exploited or dominated by large unitholders who may interfere with the fund management. However, the Revenue Department has revised the tax regulations on

to impose the civil sanction on them in the Undecided Case No. Por. 1060/2561 between the SEC as the Plaintiff and Surasak as the first defendant and Ekkamon as the second defendant.On 25 February

The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside

to the punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made

Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied