provisions relating to the restriction of rights and liberties of persons, which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the Constitution of

the unit holders, under Clause 23 and Clause 24; (16) the restriction of unit holders’ right when exceeding the holding ratio or when having extraordinary interest in the matter, under Clause 25; (17

financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

;  - a bar from serving as a director or executive in a securities company between 08/07/2022 and 07/11/2022     - a reimbursement of investigative expenses in an

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 278 Civil Action Dated 27/12/2021

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 300 in conjunction with 278 Civil Action Dated 27/12/2021

;  - a reimbursement of investigative expenses in an amount of 85,011.00 Baht SEC Act (the fifth amendment) Section 240 Civil Action Dated 13/12/2021

; - a reimbursement of investigative expenses in an amount of 85,011.00 Baht SEC Act (the fifth amendment) Section 240 Civil Action Dated 13/12/2021

>     - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/01/2023     - a reimbursement of

;- a bar from serving as a director or executive in a securities company between 27/02/2023 and 26/06/2023     - a reimbursement of investigative expenses in an amount of