client, client suitability, information disclosure, and clear and fair contract rules are all required. This is to assure that all derivatives fund managers will have the same minimum standards in

financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

assure that all respective systems  and capital market service providers, including Thailand Securities Depository Co., Ltd. (TSD), securities firms, asset management companies and derivatives agents

Thai government agencies shall assure that the bondholders’ representative is a legally assignee of the collateral. Clause 37 Prior to the offer for sale of corporate bonds, the approved Thai government

keeping the password in the safe etc. and restriction for the necessary case only · Specifying the compliance period and instantly when that period had lapse. · Change the password strictly in case of the

password or keeping the password in the safe etc. and restriction for the necessary case only ▪ Specifying the compliance period and instantly when that period had lapse. ▪ Change the password strictly in

immoveable property or a movable property in the type required by law to be registered, the approved entity shall assure that the bondholders’ representative is a legally assignee of the collateral. Clause 37

property in the type required by law to be registered, the approved foreign entity shall assure that the bondholders’ representative is a legally assignee of the collateral. Clause 37 The approved foreign

restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the

. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business