SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then
limitation of right for only concerned person to access to the record. Propose to modify from “system” to “method” IT Club Approve with the comment of the company . · Propose to modify from “mandatory” to
Office’s comment o Providing a prevention measure for alteration of other record and limitation of right for only concerned person to access to the record. Propose to modify from “system” to “method” IT Club
financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
: Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations Related Regulations The purpose of the restriction on unitholding in mutual fund above one-third of
: Detail Content Limitations on Unitholding over One-Third of Outstanding Units Summary of regulations Related Regulations The purpose of the restriction on unitholding in mutual fund above one-third of
restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business