Mrs. Shanya Pengpunpat Mrs. Shanya Pengpunpat assisted or facilitated Mr. Win Udomrachtavanich, Mr. Ratachai Teratanavat and Mr. Vijchu Chantatub to manipulate the stock price and trade volume of
(PLE)?s shares by using material non-public information. According to Mrs. Usavadee Srisuchart?s order, Mr. Perayuth Nark-In sent trading orders of PLE?s shares through others? accounts and assisted in
Medical Services Public Company Limited (BGH)?s shares by using material non- public information. They allowed Mr. Thavatvong Thanasumitra to use their trading account and assisted in the price settlement
using material non- public information. She allowed Mr. Satja Janetumnugul to use her bank account and assisted in price settlement of such purchase for Mr. Satja Janetumnugul’s benefit. SEC Act S
Mr.Sukrit Choradol Between October 14, 2015 and November 16, 2015, Mr.Sukrit Choradol assisted and facilitated Mr.Suwat Choradol in selling DEMCO Public Company Limited (“DEMCO”)’s shares by
Miss Rinnapa Kunawatsatit Miss Rinnapa Kunawatsatit assisted or facilitated for Mr. Suraphong Triamchanchai in allowing him to use her securities trading account to purchase NPP shares and NPP-W1.
2017 at 20.07 hrs. Moreover, there were 4 individuals, namely: Mr. Jittkasaem Kunchayangkul, Mr. Kasaemson Kunchayangkul, Mrs. Luckana Jantem and Miss Supaporn Saikham, that assisted or facilitated
financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings