financial situation, ownership and governance of the company. (ii) Regulators and companies should continue to use the opportunites created by new technologies to enhance the fairness and efficiency of the
criteria. The data utilized in the assessment is public information that all investors may access, and the assessment method includes peer review to guarantee that all countries have uniform assessment
which we invest. 4 We will promote acceptance and implementation of the Principles within the investment industry. 5 We will work together to enhance our effectiveness in implementing the Principles. 6 We
decisions for clients, (2) Receiving compensations, either directly or indirectly, and (3) Operating such businesses regularly or giving services to the general public. Pursuant to Section 66 of the
market, directly or indirectly. And publicly listed companies provide for more than 200 million jobs. The Principles also address the rights of these stakeholders and their ability to participate in
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
siting of the critical IT assets to ensure security and prevent unauthorized physical access. Clause 19 In addition to the physical and environmental security measures under Clause 18, an intermediary
with Chapter 1; (2) establishment of policies, measures, and management arrangement concerning information security in accordance with Chapter 2; (3) management of IT assets and the access control to
Objective: To establish the security measures for teleworking and using of mobile devices to access the organization’s internal information systems. 12 Provisions in the Notification No. Sor Thor. 37/2559