SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual

transfer restrcitions (if any) with the SEC Office. In this regard, the provisions in Clause 24, Clause 25, and Clause 26 shall apply to the submissiton of application under Paragraph 1, mutatis mutandis

(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (...

prospectus with the SEC Office. The statute of limitations ran out. SEC Act S.65 Criminal Complaint Filed with an Inquiry Official Dated 07/08/2020

company, dishonestly violated his duties. The statute of limitations ran out. SEC Act S.307 311 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2010

arrest the offender failed and the statute of limitations ran out. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 29/12/2011

limitations ran out during consideration of inquiry offercial. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 06/02/2013

person representative failed and the statute of limitations ran out. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 05/09/2013

limitations ran out during consideration of inquiry offercial. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 16/10/2013