, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision would help investors and other stakeholders to gain a greater knowledge of the
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision? would help investors and other stakeholders to gain a greater knowledge of the
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision would help investors and other stakeholders to gain a greater knowledge of the
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly wit...
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Connected Transaction_Subordinated loan TH เลขที 24/2562 วนัที 30 ธนัวาคม 2562 เรียน กรรมการและผู้จดัการ ตลาดหลกัทรัพย์แห่งประเทศไทย เรือง การเข้าทํารายการทีเกียวโยงกนั ประเภทการให้ความช่วยเหลือทา
Connected Transaction_Subordinated loan Translation No. 24/2019 December 30, 2019 To: The President The Stock Exchange of Thailand Subject: Notification of the connected transaction relating to
สรุปผล hearing ขึ้น web_REIT SH loan ก กก (hearing) กกกก'() *(ก+ , ก-./01,ก 2-. 10. 3-ก, 'ก)4) )ก3,/.5 ,ก6.77 ก48(*9ก-ก, 1. ก 1 2. , 16 2558 15 ก 2559 3. .) 4 ก ก 1