responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly wit...
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
=artificial genuine OR "artificial genuine" OR "synthetic authentic" OR "synthetic real" OR "man-made authentic" OR "man-made real"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field
costs. In the first half of the year 2017, natural rubber and synthetic rubber prices are higher than the year 2016. Although in the 4th quarter, natural rubber and synthetic rubber prices have fallen to
costs. In the first half of the year 2017, natural rubber and synthetic rubber prices are higher than the year 2016. Although in the 4 th quarter, natural rubber and synthetic rubber prices have fallen to
natural rubber, synthetic rubber, carbon black and energy price which increased are directly affected to the production cost. Therefore, please kindly be informed and disseminated the information to all
sold has been increased compared with 2016 due to the major of raw material such as natural rubber, synthetic rubber, carbon black and energy price which increased are directly affected to the production