all stakeholders and TSFC is required to submit monthly progress report to the SEC.?  

the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information

The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However

standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offerings to institutional or high net worth investors, only a minimum free-form disclosure is required. However

and Submission of PVD Factsheet, divided into two cases, i.e.: In case of adding a new investment policy to the existing PVD, the asset management company (AMC) is required to disclose the PVD

proposed regulations can be summarized as follows:  1. Disclosure and submission of PVD Factsheet  1.1 In case of adding a new investment policy to the existing PVD, the AMC would be required to disclose

The SEC?s inspection found that clients of brokers in Had Yai had used non-financial institution loans for purchasing stocks, therefore required all brokers to closely monitor abnormal activities as

, required to offer and sell newly issued securities by the Rehabilitation Plan, with an exemption from submitting an application for approval to the SEC, providing further that the Company must comply with

required. Moreover, certain criteria will be applicable to the business operator such as (i) outsourcing policy and arrangement must be made in writing; (ii) contingency plan must be in place for the case

Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations