แนวปฏิบัติการส่งข้อมูลผ่านระบบ IPOS และวิธีการส่ง hard copy สำหรับตราสารหนี้ 1 ฝ่ายจดทะเบียนหลกัทรัพย์ตราสารหนีแ้ละตราสารอื่น ระบบออกและเสนอขายหลักทรัพย์ INITIAL PRODUCT OFFERING SYSTEM (IPOS) ปรับ

on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: ​The CIS Operator is required to submit a hard copy of a completed  Form 69 – CIS annually update    to

makes public offerings of Foreign ETF in Thailand: ​The CIS Operator is required to submit a hard copy of a completed  Form 69 – CIS annually update    to the SEC Thailand within 1 year after the

on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: ​The CIS Operator is required to submit a hard copy of a completed  Form 69 – CIS annually update    to

​ ​​​ Regulatory Summary​ ​ ​Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed  Form 35 – ARFP CIS  in hard copies accompanied by all supporting

Qualifying CIS  click here​ . Required documents for an approval of ASEAN 1. ASEAN NRI CIS  (for non-retail investors only) ​​​​​​​​​​​​​​A CIS ​​Operator must submit a completed  Form 35 – NRI CIS  in hard

​ . Required documents for an approval of ASEAN 1. ASEAN NRI CIS  (for non-retail investors only) ​​​​​​​​​​​​​​A CIS ​​Operator must submit a completed  Form 35 – NRI CIS  in hard copies accompanied by all

CIS Operator is required to submit a hard copy of a completed  Form 69 – CIS annually update  to the SEC Thailand within 1 year after the effective date of the previously submitted registration

CIS Operator is required to submit a hard copy of a completed  Form 69 – CIS annually update  to the SEC Thailand within 1 year after the effective date of the previously submitted registration

Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously