proprietary trading will also be required to prevent impact on the business operator?s financial condition and reputation. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders
case thoroughly or being selective in doing so. Mr. Sak?s comment not only hurts the SEC?s reputation but also affects investors? confidence, both here and aboard, and the Thai capital market
of the use of securities business for money laundering and financing of terrorism that could damage the reputation of intermediaries. Regarding the Know-Your-Client/Client Due Diligence (KYC/CDD
/or water-related litigation claims. - Market: All shifts in supply and demand for certain commodities, products, and services. - Reputation: All risks tied to changing customer or community perceptions
operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor
, environmental degradation from waste pollution, and a negative impact on public health. Reputation damage due to failure to achieve this goal and loss of trust from community and society from undermined
and services, enhance and scale up operations, and build reputation and brand. • Ideally an impact measurement framework should be created before starting operations, but this does not mean that it