SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Bangkok, August 20, 2013 ?Finance Minister Kittiratt Na-Ranong appointed Sopavadee Lertmanuschai as a financial expert member of the SEC Board, in replacement of Benja Louichareon who resigned
Bangkok, August 7, 2009 ? The SEC has announced the release of 109 newly issued capital market notifications as replacement for those repealed by the amendment to the securities law. All
sector), in replacement of Mr. Apirak Kosayodhin. In appointing SET directors, the SEC selected qualified experts from the list nominated by the Nominating Committee, in accordance with the SEC?s
that has not covered the enforcement of investors’ rights as determined in the filing and prospectus. Other mechanisms equivalent can be used in replacement. For example, obligations or document with
Directors' Meeting No.8/2020, Appointment of Directors in Replacement of Those who will Retire by Rotation, and Addition of Agenda Items for the 2020 Annual General Meeting of Shareholders.(amended) 17/09
1 24 August 2020 Subject : Notification on Resolution of the Board of Directors’ Meeting No.8/2020, Appointment of Directors in Replacement of Those who will Retire by Rotation, and Addition of
:16 Notice of Notification of the Resolutions of the Board of Directors' Meeting No.2 /2022 regarding the appointment of director in replacement of director who resigned and to enter Connected
of the company business with the power to manage the assets. This is in replacement of the existing management and shareholders. As a result, on January 12, 2005, DMF sent a letter to the SEC
economy growth in 2019, the slowdown of Government’s energy Saving programs promoting the replacement of conventional lamps to LED and the delays of sales revenue recognition resulting from product