product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
The proposed amendments aim to streamline and simplify mutual fund disclosure which currently requires numerous details and, in some parts, repetitive information is disclosed in other documents that
indicate that the system of quality control is insufficient. 2) Systemic, repetitive or other significant deficiencies that require prompt corrective action 2 Does the firm communicate (Audit Compliance
indicate that the system of quality management is insufficient. 2) Systemic, repetitive, or other significant deficiencies that require prompt corrective action B2 Does the firm establish the criteria and
and the significance of the findings are not set out, which are necessary to consider whether the findings are systematics or repetitive and the rectification of the issue should be the priority. The
. Network firms of the Audit Firm and the related parties of the Audit Firm (if any) (a) Illustrate the relationship structure of the Audit Firm with the network firms of the Audit Firm and the related
attachments) 2. Network firms1 of the Audit Firm and the related parties of the Audit Firm2 (if any) (a) Illustrate the relationship structure of the Audit Firm3 with the network firms of the Audit Firm and the
-corruption in listed companies and capital market industry.The proxy voting guidelines describe roles of the institutional investors in monitoring businesses in which they invest; to illustrate, for instance