SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
Facebook page “Guide to investing in gold for beginners” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)
Facebook Page อ้างชื่อ Guide to investing in gold for beginners - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 19/08/2567)
the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
Asian Roundtable adopts guide to strengthening corporate governance through effective public enforcement 12/02/2014 - The Asian Corporate Governance Roundtable* held its annual meeting in Mumbai
Practical Guide to Issuing Green Bonds” เพื่อส่งเสริมการระดมทุนผ่านการออกตราสารหนี้เพื่ออนุรักษ์สิ่งแวดล้อม (Green Bond) และการมีส่วนร่วมของตลาดทุนไทยในการสร้างความสมดุลทางเศรษฐกิจ แก้ไขปัญหาสิ่งแวดล้อม และ
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, gave an educational lecture on "Strategies for Securities Investments: A Guide for Beginners" for
Human Rights Due Diligence: An Interpretive Guide SDG Investor Map for Thailand Slide 1 Slide 2: Toolkits to support business towards achieving the SDGs Slide 3: Toolkits to support business towards
Guide for Engaging in Asia – updated guide for 2022 1. Recognises companies in different stages of transition (from beginning to advanced) 2. Guidance for engaging with companies at different stages of
(section 109) |- Revocation of License (section 147) |- Service Outsourcing Guide for Securities Companies Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section