Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory

The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management

Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)

services.On entering the agreement, Ms. Ruenvadee SUWANMONGKOL, Secretary-General of SEC Thailand, stated that: “The SEC Thailand believes that this Memorandum of Understanding will provide a remarkable basis

is truly a remarkable milestone. Moreover, Thailand will be the host country and chair the Asia-Pacific Economic Cooperation (APEC) while the SEC will also celebrate our 30th anniversary all in the

Category of Investment Advisory Service   25/02/2016 01/04/2016 5. Notification of the Securities and Exchange Commission  KorChor 1/2555 Exclusion of Credit Rating Agency Business from Securities

feeling the need to hide their gender identity • 31% of LGBTI workers feel unhappy or depressed • Transgender people face the most frequent and severe discrimination and exclusion in the workplace and

technological evolution.”Police Major General Preecha Jaroensahayanon, AMLO Deputy Secretary-General and Acting Secretary-General, said: “Global digitalization has influenced remarkable changes in financial and

first 2014 semi-annual meeting with top executives of Thai and foreign commercial banks that the commercial banks have played a remarkable role in Thai capital market development as they provide access to

criteria ▪ Step 3: Introduce oversight ▪ Step 4: Adapt investment process ▪ ABSOLUTE EXCLUSION No investment in exclusionary criteria ▪ THRESHOLD EXCLUSION Partial investment ▪ RELATIVE EXCLUSION Best-in