for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

Audit Firm’s record - Normal

applicant personal information - foreign auditor (normal)

Checklist คุณสมบัติตามเกณฑ์ SPO normal track บริษัทไทย

know-your-customer requirement or e-KYC via online methods. The use of authentication and verification under the National Digital ID (NDID) system will make it convenient, quick and reliable to open

relaxation is to provide Thai investors with professional, reliable advice for off-shore investments and prepare Thai capital market for the upcoming ASEAN linkage.2. Approval of securities business personnel

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act

(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee

convergence with international standards of securities offering with an emphasis on (1) adequate and reliable disclosure of relevant information for investors? informed decision making, (2) professional roles