The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of the key issues include competent personnel, professional code of conduct, effective risk managemen...
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying...
growth in the Financial Services sector. The MoU strengthens the existing relationship between the UK and the SEC, formalizing collaboration in areas including accounting standards; the development of
short-term, the calculation of the capital to accommodate the digital https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8398 SEC bolsters FinTech legislation to facilitate development and wider use of
through the Online https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7817 SEC bolsters FinTech legislation to facilitate development and wider use of financial innovations Deputy Secretary-General
, Australia; and (v) Ankleshwar, India. IVL would like to inform that all formalities with regards to the said Transaction has been completed on 3rd January 2020. This acquisition reinforces IVL’s Integrated
Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the
should establish a framework for governance of enterprise IT that is aligned with the company’s business needs and priorities, stimulates business opportunities and performance, strengthens risk management
to financial crises, reinforces property rights, reduces transaction costs and the cost of capital, and leads to capital market development. Weak https://www.sec.or.th/cgthailand/TH/Documents
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