make without using inside information.SEC Secretary-General Thirachai Phuvanatnaranubala said, ?Trading of listed securities has been regularly monitored by state of the art surveillance system of the

regard, the SEC will regularly monitor compliance to such procedures. (2) Regarding giving advice or opinion via media, all brokers are required to hold regular meetings of their analysts so as to

written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of

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financial risks and to what extent they expect disclosure on a regular basis 8.1 Regularly communicate with the investors to ensure that the disclosure meet investors’ requirements Assess the potential impact

invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already

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clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk, by at least conducting the following tests: (1) a daily stress test

transactions or involving multiple jurisdictions. 2 Clause 4 The derivatives clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk