make without using inside information.SEC Secretary-General Thirachai Phuvanatnaranubala said, ?Trading of listed securities has been regularly monitored by state of the art surveillance system of the

regard, the SEC will regularly monitor compliance to such procedures. (2) Regarding giving advice or opinion via media, all brokers are required to hold regular meetings of their analysts so as to

invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already

written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of

financial risks and to what extent they expect disclosure on a regular basis 8.1 Regularly communicate with the investors to ensure that the disclosure meet investors’ requirements Assess the potential impact

objectives. Questions Yes No 4.1 The company has policies and practices to recruit, develop and retain competent employees and regularly reviews such policies and practices. 4.2 The company has evaluation

and its shareholders; and j) conduct an objective board evaluation on a regular basis, consistently seeking to enhance board effectiveness. 1.3 Dialogue The board should make available communication

subsidiaries regularly comply with the policy and practices. Last updated on 12 August 2024

clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk, by at least conducting the following tests: (1) a daily stress test

transactions or involving multiple jurisdictions. 2 Clause 4 The derivatives clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk