Automatically generated PDF from existing images.
Automatically generated PDF from existing images.
Automatically generated PDF from existing images.
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
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Board, who can lead the team to embed climate change across existing processes and set the strategy 1.1 1.2 Engage representatives from various business functions and departments (e.g., sustainability
Securities Institute will organize training courses on investment knowledge and soft skills to sharpen proficiency of existing marketing officers and prepare new-generation professionals as well as build up a
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