While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type