The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
SEC has a responsibility for the supervision and development of the Thai capital market so as to ensure that it is effective, transparent, and reliable and is accessible by every sector of capital market. In order to do this, the Thai capital market must rely on the driving force of the intermediary business operators in driving and strengthening the capital market to become an effective vehicle of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary...
Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to
Initial Product Offering System (IPOS) Please wait... ระบบออกและเสนอขายหลักทรัพย์ Initial Product Offering System ( IPOS ) โปรดระบุข้อมูลด้านล่าง (Please fill in information below) ประเทศที่
External User Accounts Management System (EXAM) ระบบบริหารจัดการบัญชีผู้ใช้งานบุคคลภายนอก External User Accounts Management System (EXAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below
Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below