manner.  In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts.  At this hearing,  SEC was open to comments for

regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of

business providers must also have adequate personnel with the understanding in the basic operating principle, the risks of such an algorithm and the responsibility of using technology and use it to manage

opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC

apply for approval of major shareholder; (6)7 in cases where the applicant is a company having operated other businesses prior to the date of filing an application under Clause 7(5) or Clause 8(5), it

obligation is performed by trust managers. However, trusts are listed securities on the Stock Exchange of Thailand; SEC therefore requires them to disclose information in the same way as securities issuing

burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for

exempted from the securities business license in the category of private fund management and the derivatives business license in the category of derivatives fund management because they are incidental to

) Investors, and (5) Filing of Reports and Applications. There are also shortcuts to frequently searched information. In addition, the new website improves the public hearing channel by offering easier access