US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the

period. The Criminal Court sentenced the accused to pay a fine of Baht 632,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 286,000. SEC Act S.56 and

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 91,800. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 45,900

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 73,400. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 36,700

Court reduced the punishments by half, resulting a fine of 20,000 baht. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 30/07/2013

December 24, 2014, the Criminal Court sentenced the accused to pay a fine of Baht 364,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 182,000 and a

specified period. On December 24, 2014, the Criminal Court sentenced the accused to pay a fine of Baht 227,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht

) to the SEC and the SET within specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 121,500. Since the accused pled guilty, the Court reduced the fines by half

SEC and the SET within specified period. .The Criminal Court sentenced the accused to pay a total fine of Baht 534,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a

reduced the fines by half, resulting in a fine of Baht 209,250 and a further fine of Baht 1000 for everyday during which the contravention continued. SEC Act S.56 and 199 Criminal Complaint Filed with an